Chapter 7. Optimization

Table of Contents

7.1. Optimization Overview
7.1.1. MySQL Design Limitations and Tradeoffs
7.1.2. Designing Applications for Portability
7.1.3. What We Have Used MySQL For
7.1.4. The MySQL Benchmark Suite
7.1.5. Using Your Own Benchmarks
7.2. Optimizing SELECT Statements and Other Queries
7.2.1. EXPLAIN Syntax (Get Information About a SELECT)
7.2.2. Estimating Query Performance
7.2.3. Speed of SELECT Queries
7.2.4. How MySQL Optimizes WHERE Clauses
7.2.5. Range Optimization
7.2.6. Index Merge Optimization
7.2.7. How MySQL Optimizes IS NULL
7.2.8. How MySQL Optimizes DISTINCT
7.2.9. How MySQL Optimizes LEFT JOIN and RIGHT JOIN
7.2.10. How MySQL Optimizes Nested Joins
7.2.11. How MySQL Simplifies Outer Joins
7.2.12. How MySQL Optimizes ORDER BY
7.2.13. How MySQL Optimizes GROUP BY
7.2.14. How MySQL Optimizes LIMIT
7.2.15. How to Avoid Table Scans
7.2.16. Speed of INSERT Statements
7.2.17. Speed of UPDATE Statements
7.2.18. Speed of DELETE Statements
7.2.19. Other Optimization Tips
7.3. Locking Issues
7.3.1. Locking Methods
7.3.2. Table Locking Issues
7.4. Optimizing Database Structure
7.4.1. Design Choices
7.4.2. Make Your Data as Small as Possible
7.4.3. Column Indexes
7.4.4. Multiple-Column Indexes
7.4.5. How MySQL Uses Indexes
7.4.6. The MyISAM Key Cache
7.4.7. MyISAM Index Statistics Collection
7.4.8. How MySQL Counts Open Tables
7.4.9. How MySQL Opens and Closes Tables
7.4.10. Drawbacks to Creating Many Tables in the Same Database
7.5. Optimizing the MySQL Server
7.5.1. System Factors and Startup Parameter Tuning
7.5.2. Tuning Server Parameters
7.5.3. Controlling Query Optimizer Performance
7.5.4. How Compiling and Linking Affects the Speed of MySQL
7.5.5. How MySQL Uses Memory
7.5.6. How MySQL Uses DNS
7.6. Disk Issues
7.6.1. Using Symbolic Links

Optimization is a complex task because ultimately it requires understanding of the entire system to be optimized. Although it may be possible to perform some local optimizations with little knowledge of your system or application, the more optimal you want your system to become, the more you have to know about it.

This chapter tries to explain and give some examples of different ways to optimize MySQL. Remember, however, that there are always additional ways to make the system even faster, although they may require increasing effort to achieve.

7.1. Optimization Overview

The most important factor in making a system fast is its basic design. You also need to know what kinds of things your system is doing, and what your bottlenecks are.

The most common system bottlenecks are:

  • Disk seeks. It takes time for the disk to find a piece of data. With modern disks, the mean time for this is usually lower than 10ms, so we can in theory do about 100 seeks a second. This time improves slowly with new disks and is very hard to optimize for a single table. The way to optimize seek time is to distribute the data onto more than one disk.

  • Disk reading and writing. When the disk is at the correct position, we need to read the data. With modern disks, one disk delivers at least 10-20MB/s throughput. This is easier to optimize than seeks because you can read in parallel from multiple disks.

  • CPU cycles. When we have the data in main memory, we need to process it to get our result. Having small tables compared to the amount of memory is the most common limiting factor. But with small tables, speed is usually not the problem.

  • Memory bandwidth. When the CPU needs more data than can fit in the CPU cache, main memory bandwidth becomes a bottleneck. This is an uncommon bottleneck for most systems, but one to be aware of.

7.1.1. MySQL Design Limitations and Tradeoffs

When using the MyISAM storage engine, MySQL uses extremely fast table locking that allows multiple readers or a single writer. The biggest problem with this storage engine occurs when you have a steady stream of mixed updates and slow selects on a single table. If this is a problem for certain tables, you can use another storage engine for them. See Chapter 14, Storage Engines and Table Types.

MySQL can work with both transactional and non-transactional tables. To make it easier to work smoothly with non-transactional tables (which cannot roll back if something goes wrong), MySQL has the following rules. Note that these rules apply only when not running in strict mode or if you use the IGNORE specifier for INSERT or UPDATE.

  • All columns have default values. Note that when running in strict SQL mode (including TRADITIONAL SQL mode), you must specify any default value for a NOT NULL column.

  • If you insert an inappropriate or out-of-range value into a column, MySQL sets the column to the “best possible value” instead of reporting an error. For numerical values, this is 0, the smallest possible value or the largest possible value. For strings, this is either the empty string or as much of the string as can be stored in the column. Note that this behavior does not apply when running in strict or TRADITIONAL SQL mode.

  • All calculated expressions return a value that can be used instead of signaling an error condition. For example, 1/0 returns NULL. (This behavior can be changed by using the ERROR_FOR_DIVISION_BY_ZERO SQL mode).

If you are using non-transactional tables, you should not use MySQL to check column content. In general, the safest (and often fastest) way is to let the application ensure that it passes only legal values to the database.

For more information about this, see Section 1.8.6, “How MySQL Deals with Constraints” and Section 13.2.4, “INSERT Syntax” or Section 5.3.2, “The Server SQL Mode”.

7.1.2. Designing Applications for Portability

Because all SQL servers implement different parts of standard SQL, it takes work to write portable SQL applications. It is very easy to achieve portability for very simple selects and inserts, but becomes more difficult the more capabilities you require. If you want an application that is fast with many database systems, it becomes even harder!

To make a complex application portable, you need to determine which SQL servers it must work with, then determine what features those servers support.

All database systems have some weak points. That is, they have different design compromises that lead to different behavior.

You can use the MySQL crash-me program to find functions, types, and limits that you can use with a selection of database servers. crash-me does not check for every possible feature, but it is still reasonably comprehensive, performing about 450 tests.

An example of the type of information crash-me can provide is that you should not use column names that are longer than 18 characters if you want to be able to use Informix or DB2.

The crash-me program and the MySQL benchmarks are all very database independent. By taking a look at how they are written, you can get a feeling for what you have to do to make your own applications database independent. The programs can be found in the sql-bench directory of MySQL source distributions. They are written in Perl and use the DBI database interface. Use of DBI in itself solves part of the portability problem because it provides database-independent access methods.

For crash-me results, visit http://dev.mysql.com/tech-resources/crash-me.php. See http://dev.mysql.com/tech-resources/benchmarks/ for the results from the benchmarks.

If you strive for database independence, you need to get a good feeling for each SQL server's bottlenecks. For example, MySQL is very fast in retrieving and updating records for MyISAM tables, but has a problem in mixing slow readers and writers on the same table. Oracle, on the other hand, has a big problem when you try to access rows that you have recently updated (until they are flushed to disk). Transactional databases in general are not very good at generating summary tables from log tables, because in this case row locking is almost useless.

To make your application really database independent, you need to define an easily extendable interface through which you manipulate your data. As C++ is available on most systems, it makes sense to use a C++ class-based interface to the databases.

If you use some feature that is specific to a given database system (such as the REPLACE statement, which is specific to MySQL), you should implement the same feature for other SQL servers by coding an alternative method. Although the alternative may be slower, it allows the other servers to perform the same tasks.

With MySQL, you can use the /*! */ syntax to add MySQL-specific keywords to a query. The code inside /* */ is treated as a comment (and ignored) by most other SQL servers.

If high performance is more important than exactness, as in some Web applications, it is possible to create an application layer that caches all results to give you even higher performance. By letting old results expire after a while, you can keep the cache reasonably fresh. This provides a method to handle high load spikes, in which case you can dynamically increase the cache and set the expiration timeout higher until things get back to normal.

In this case, the table creation information should contain information of the initial size of the cache and how often the table should normally be refreshed.

An alternative to implementing an application cache is to use the MySQL query cache. By enabling the query cache, the server handles the details of determining whether a query result can be reused. This simplifies your application. See Section 5.13, “The MySQL Query Cache”.

7.1.3. What We Have Used MySQL For

This section describes an early application for MySQL.

During MySQL initial development, the features of MySQL were made to fit our largest customer, which handled data warehousing for a couple of the largest retailers in Sweden.

From all stores, we got weekly summaries of all bonus card transactions, and were expected to provide useful information for the store owners to help them find how their advertising campaigns were affecting their own customers.

The volume of data was quite huge (about seven million summary transactions per month), and we had data for 4-10 years that we needed to present to the users. We got weekly requests from our customers, who wanted instant access to new reports from this data.

We solved this problem by storing all information per month in compressed “transaction tables”. We had a set of simple macros that generated summary tables grouped by different criteria (product group, customer id, store, and so on) from the tables in which the transactions were stored. The reports were Web pages that were dynamically generated by a small Perl script. This script parsed a Web page, executed the SQL statements in it, and inserted the results. We would have used PHP or mod_perl instead, but they were not available at the time.

For graphical data, we wrote a simple tool in C that could process SQL query results and produce GIF images based on those results. This tool also was dynamically executed from the Perl script that parses the Web pages.

In most cases, a new report could be created simply by copying an existing script and modifying the SQL query that it used. In some cases, we needed to add more columns to an existing summary table or generate a new one. This also was quite simple because we kept all transaction-storage tables on disk. (This amounted to about 50GB of transaction tables and 200GB of other customer data.)

We also let our customers access the summary tables directly with ODBC so that the advanced users could experiment with the data themselves.

This system worked well and we had no problems handling the data with quite modest Sun Ultra SPARCstation hardware (2x200MHz). Eventually the system was migrated to Linux.

7.1.4. The MySQL Benchmark Suite

This section should contain a technical description of the MySQL benchmark suite (as well as crash-me), but that description has not yet been written. However, you can get a good idea for how the benchmarks work by looking at the code and results in the sql-bench directory in any MySQL source distribution.

This benchmark suite is meant to tell any user what operations a given SQL implementation performs well or poorly.

Note that this benchmark is single-threaded, so it measures the minimum time for the operations performed. We plan to add multi-threaded tests to the benchmark suite in the future.

To use the benchmark suite, the following requirements must be satisfied:

After you obtain a MySQL source distribution, you can find the benchmark suite located in its sql-bench directory. To run the benchmark tests, build MySQL, then change location into the sql-bench directory and execute the run-all-tests script:

shell> cd sql-bench
shell> perl run-all-tests --server=server_name

server_name is one of the supported servers. To get a list of all options and supported servers, invoke this command:

shell> perl run-all-tests --help

The crash-me script also is located in the sql-bench directory. crash-me tries to determine what features a database supports and what its capabilities and limitations are by actually running queries. For example, it determines:

  • What column types are supported

  • How many indexes are supported

  • What functions are supported

  • How big a query can be

  • How big a VARCHAR column can be

You can find the results from crash-me for many different database servers at http://dev.mysql.com/tech-resources/crash-me.php. For more information about benchmark results, visit http://dev.mysql.com/tech-resources/benchmarks/.

7.1.5. Using Your Own Benchmarks

You should definitely benchmark your application and database to find out where the bottlenecks are. By fixing a bottleneck (or by replacing it with a “dummy” module), you can then easily identify the next bottleneck. Even if the overall performance for your application currently is acceptable, you should at least make a plan for each bottleneck, and decide how to solve it if someday you really need the extra performance.

For an example of a portable benchmark program, look at the MySQL benchmark suite. See Section 7.1.4, “The MySQL Benchmark Suite”. You can take any program from this suite and modify it for your own needs. By doing this, you can try different solutions to your problem and test which really is fastest for you.

Another free benchmark suite is the Open Source Database Benchmark, available at http://osdb.sourceforge.net/.

It is very common for a problem to occur only when the system is very heavily loaded. We have had many customers who contact us when they have a (tested) system in production and have encountered load problems. In most cases, performance problems turn out to be due to issues of basic database design (for example, table scans are not good under high load) or problems with the operating system or libraries. Most of the time, these problems would be much easier to fix if the systems were not in production.

To avoid problems like this, you should put some effort into benchmarking your whole application under the worst possible load. You can use Super Smack for this. It is available at http://jeremy.zawodny.com/mysql/super-smack/. As the name suggests, it can bring a system to its knees if you ask it, so make sure to use it only on your development systems.

7.2. Optimizing SELECT Statements and Other Queries

First, one factor affects all statements: The more complex your permissions setup, the more overhead you have.

Using simpler permissions when you issue GRANT statements enables MySQL to reduce permission-checking overhead when clients execute statements. For example, if you do not grant any table-level or column-level privileges, the server need not ever check the contents of the tables_priv and columns_priv tables. Similarly, if you place no resource limits on any accounts, the server does not have to perform resource counting. If you have a very high query volume, it may be worth the time to use a simplified grant structure to reduce permission-checking overhead.

If your problem is with a specific MySQL expression or function, you can use the BENCHMARK() function from the mysql client program to perform a timing test. Its syntax is BENCHMARK(loop_count,expression). For example:

mysql> SELECT BENCHMARK(1000000,1+1);
+------------------------+
| BENCHMARK(1000000,1+1) |
+------------------------+
|                      0 |
+------------------------+
1 row in set (0.32 sec)

This result was obtained on a Pentium II 400MHz system. It shows that MySQL can execute 1,000,000 simple addition expressions in 0.32 seconds on that system.

All MySQL functions should be highly optimized, but there may be some exceptions. BENCHMARK() is an excellent tool for finding out if this is a problem with your query.

7.2.1. EXPLAIN Syntax (Get Information About a SELECT)

EXPLAIN tbl_name

Or:

EXPLAIN [EXTENDED] SELECT select_options

The EXPLAIN statement can be used either as a synonym for DESCRIBE or as a way to obtain information about how MySQL executes a SELECT statement:

  • EXPLAIN tbl_name is synonymous with DESCRIBE tbl_name or SHOW COLUMNS FROM tbl_name.

  • When you precede a SELECT statement with the keyword EXPLAIN, MySQL explains how it would process the SELECT, providing information about how tables are joined and in which order.

This section provides information about the second use of EXPLAIN.

With the help of EXPLAIN, you can see where you should add indexes to tables in order to get a faster SELECT that uses indexes to find records.

If you have a problem with incorrect index usage, you should run ANALYZE TABLE to update table statistics such as cardinality of keys, which can affect the choices the optimizer makes. See Section 13.5.2.1, “ANALYZE TABLE Syntax”.

You can also see whether the optimizer joins the tables in an optimal order. To force the optimizer to use a join order corresponding to the order in which the tables are named in the SELECT statement, begin the statement with SELECT STRAIGHT_JOIN rather than just SELECT.

EXPLAIN returns a row of information for each table used in the SELECT statement. The tables are listed in the output in the order that MySQL would read them while processing the query. MySQL resolves all joins using a single-sweep multi-join method. This means that MySQL reads a row from the first table, then finds a matching row in the second table, then in the third table, and so on. When all tables are processed, MySQL outputs the selected columns and backtracks through the table list until a table is found for which there are more matching rows. The next row is read from this table and the process continues with the next table.

When the EXTENDED keyword is used, EXPLAIN produces extra information that can be viewed with SHOW WARNINGS. This information displays how the optimizer qualifies table and column names in the SELECT statement, what the SELECT looks like after rewriting and optimization rules have been applied, and possibly other notes about the optimization process.

Each output row from EXPLAIN provides information about one table, and each row consists of the following columns:

  • id

    The SELECT identifier. This is the sequential number of the SELECT within the query.

  • select_type

    The type of SELECT, which can be any of the following:

    • SIMPLE

      Simple SELECT (not using UNION or subqueries)

    • PRIMARY

      Outermost SELECT

    • UNION

      Second or later SELECT statement in a UNION

    • DEPENDENT UNION

      Second or later SELECT statement in a UNION, dependent on outer query

    • UNION RESULT

      Result of a UNION.

    • SUBQUERY

      First SELECT in subquery

    • DEPENDENT SUBQUERY

      First SELECT in subquery, dependent on outer query

    • DERIVED

      Derived table SELECT (subquery in FROM clause)

  • table

    The table to which the row of output refers.

  • type

    The join type. The different join types are listed here, ordered from the best type to the worst:

    • system

      The table has only one row (= system table). This is a special case of the const join type.

    • const

      The table has at most one matching row, which is read at the start of the query. Because there is only one row, values from the column in this row can be regarded as constants by the rest of the optimizer. const tables are very fast because they are read only once.

      const is used when you compare all parts of a PRIMARY KEY or UNIQUE index with constant values. In the following queries, tbl_name can be used as a const table:

      SELECT * FROM tbl_name WHERE primary_key=1;
      
      SELECT * FROM tbl_name
      WHERE primary_key_part1=1 AND primary_key_part2=2;
      
    • eq_ref

      One row is read from this table for each combination of rows from the previous tables. Other than the const types, this is the best possible join type. It is used when all parts of an index are used by the join and the index is a PRIMARY KEY or UNIQUE index.

      eq_ref can be used for indexed columns that are compared using the = operator. The comparison value can be a constant or an expression that uses columns from tables that are read before this table.

      In the following examples, MySQL can use an eq_ref join to process ref_table:

      SELECT * FROM ref_table,other_table
        WHERE ref_table.key_column=other_table.column;
      
      SELECT * FROM ref_table,other_table
        WHERE ref_table.key_column_part1=other_table.column
          AND ref_table.key_column_part2=1;
      
    • ref

      All rows with matching index values are read from this table for each combination of rows from the previous tables. ref is used if the join uses only a leftmost prefix of the key or if the key is not a PRIMARY KEY or UNIQUE index (in other words, if the join cannot select a single row based on the key value). If the key that is used matches only a few rows, this is a good join type.

      ref can be used for indexed columns that are compared using the = or <=> operator.

      In the following examples, MySQL can use a ref join to process ref_table:

      SELECT * FROM ref_table WHERE key_column=expr;
      
      SELECT * FROM ref_table,other_table
        WHERE ref_table.key_column=other_table.column;
      
      SELECT * FROM ref_table,other_table
        WHERE ref_table.key_column_part1=other_table.column
          AND ref_table.key_column_part2=1;
      
    • ref_or_null

      This join type is like ref, but with the addition that MySQL does an extra search for rows that contain NULL values. This join type optimization is used most often in resolving subqueries.

      In the following examples, MySQL can use a ref_or_null join to process ref_table:

      SELECT * FROM ref_table
      WHERE key_column=expr OR key_column IS NULL;
      

      See Section 7.2.7, “How MySQL Optimizes IS NULL.

    • index_merge

      This join type indicates that the Index Merge optimization is used. In this case, the key column contains a list of indexes used, and key_len contains a list of the longest key parts for the indexes used. For more information, see Section 7.2.6, “Index Merge Optimization”.

    • unique_subquery

      This type replaces ref for some IN subqueries of the following form:

      value IN (SELECT primary_key FROM single_table WHERE some_expr)
      

      unique_subquery is just an index lookup function that replaces the subquery completely for better efficiency.

    • index_subquery

      This join type is similar to unique_subquery. It replaces IN subqueries, but it works for non-unique indexes in subqueries of the following form:

      value IN (SELECT key_column FROM single_table WHERE some_expr)
      
    • range

      Only rows that are in a given range are retrieved, using an index to select the rows. The key column indicates which index is used. The key_len contains the longest key part that was used. The ref column is NULL for this type.

      range can be used for when a key column is compared to a constant using any of the =, <>, >, >=, <, <=, IS NULL, <=>, BETWEEN, or IN operators:

      SELECT * FROM tbl_name
      WHERE key_column = 10;
      
      SELECT * FROM tbl_name
      WHERE key_column BETWEEN 10 and 20;
      
      SELECT * FROM tbl_name
      WHERE key_column IN (10,20,30);
      
      SELECT * FROM tbl_name
      WHERE key_part1= 10 AND key_part2 IN (10,20,30);
      
    • index

      This join type is the same as ALL, except that only the index tree is scanned. This usually is faster than ALL, because the index file usually is smaller than the data file.

      MySQL can use this join type when the query uses only columns that are part of a single index.

    • ALL

      A full table scan is done for each combination of rows from the previous tables. This is normally not good if the table is the first table not marked const, and usually very bad in all other cases. Normally, you can avoid ALL by adding indexes that allow row retrieval from the table based on constant values or column values from earlier tables.

  • possible_keys

    The possible_keys column indicates which indexes MySQL could use to find the rows in this table. Note that this column is totally independent of the order of the tables as displayed in the output from EXPLAIN. That means that some of the keys in possible_keys might not be usable in practice with the generated table order.

    If this column is NULL, there are no relevant indexes. In this case, you may be able to improve the performance of your query by examining the WHERE clause to see whether it refers to some column or columns that would be suitable for indexing. If so, create an appropriate index and check the query with EXPLAIN again. See Section 13.1.2, “ALTER TABLE Syntax”.

    To see what indexes a table has, use SHOW INDEX FROM tbl_name.

  • key

    The key column indicates the key (index) that MySQL actually decided to use. The key is NULL if no index was chosen. To force MySQL to use or ignore an index listed in the possible_keys column, use FORCE INDEX, USE INDEX, or IGNORE INDEX in your query. See Section 13.2.7, “SELECT Syntax”.

    For MyISAM and BDB tables, running ANALYZE TABLE helps the optimizer choose better indexes. For MyISAM tables, myisamchk --analyze does the same. See Section 13.5.2.1, “ANALYZE TABLE Syntax” and Section 5.9.4, “Table Maintenance and Crash Recovery”.

  • key_len

    The key_len column indicates the length of the key that MySQL decided to use. The length is NULL if the key column says NULL. Note that the value of key_len allows you to determine how many parts of a multiple-part key MySQL actually uses.

  • ref

    The ref column shows which columns or constants are used with the key to select rows from the table.

  • rows

    The rows column indicates the number of rows MySQL believes it must examine to execute the query.

  • Extra

    This column contains additional information about how MySQL resolves the query. Here is an explanation of the different text strings that can appear in this column:

    • Distinct

      MySQL stops searching for more rows for the current row combination after it has found the first matching row.

    • Not exists

      MySQL was able to do a LEFT JOIN optimization on the query and does not examine more rows in this table for the previous row combination after it finds one row that matches the LEFT JOIN criteria.

      Here is an example of the type of query that can be optimized this way:

      SELECT * FROM t1 LEFT JOIN t2 ON t1.id=t2.id
        WHERE t2.id IS NULL;
      

      Assume that t2.id is defined as NOT NULL. In this case, MySQL scans t1 and looks up the rows in t2 using the values of t1.id. If MySQL finds a matching row in t2, it knows that t2.id can never be NULL, and does not scan through the rest of the rows in t2 that have the same id value. In other words, for each row in t1, MySQL needs to do only a single lookup in t2, regardless of how many rows actually match in t2.

    • range checked for each record (index map: #)

      MySQL found no good index to use, but found that some of indexes might be used once column values from preceding tables are known. For each row combination in the preceding tables, MySQL checks whether it is possible to use a range or index_merge access method to retrieve rows. The applicability criteria are as described in Section 7.2.5, “Range Optimization” and Section 7.2.6, “Index Merge Optimization”, with the exception that all column values for the preceding table are known and considered to be constants.

      This is not very fast, but is faster than performing a join with no index at all.

    • Using filesort

      MySQL needs to do an extra pass to find out how to retrieve the rows in sorted order. The sort is done by going through all rows according to the join type and storing the sort key and pointer to the row for all rows that match the WHERE clause. The keys then are sorted and the rows are retrieved in sorted order. See Section 7.2.12, “How MySQL Optimizes ORDER BY.

    • Using index

      The column information is retrieved from the table using only information in the index tree without having to do an additional seek to read the actual row. This strategy can be used when the query uses only columns that are part of a single index.

    • Using temporary

      To resolve the query, MySQL needs to create a temporary table to hold the result. This typically happens if the query contains GROUP BY and ORDER BY clauses that list columns differently.

    • Using where

      A WHERE clause is used to restrict which rows to match against the next table or send to the client. Unless you specifically intend to fetch or examine all rows from the table, you may have something wrong in your query if the Extra value is not Using where and the table join type is ALL or index.

      If you want to make your queries as fast as possible, you should look out for Extra values of Using filesort and Using temporary.

    • Using sort_union(...), Using union(...), Using intersect(...)

      These indicate how index scans are merged for the index_merge join type. See Section 7.2.6, “Index Merge Optimization” for more information.

    • Using index for group-by

      Similar to the Using index way of accessing a table, Using index for group-by indicates that MySQL found an index that can be used to retrieve all columns of a GROUP BY or DISTINCT query without any extra disk access to the actual table. Additionally, the index is used in the most efficient way so that for each group, only a few index entries are read. For details, see Section 7.2.13, “How MySQL Optimizes GROUP BY.

    • Note: This item applies to NDB Cluster tables only.

      Using where with pushed condition

      This means that MySQL Cluster is using condition pushdown to improve the efficiency of a direct comparison (=) between a nonindexed column and a constant. In such cases, the condition is “pushed down” to the cluster's data nodes where it is evaluated in all partitions simultaneously. This eliminates the need to send non-matching records over the network, and can speed up such queries by a factor of 5 to 10 times over cases where condition pushdown could be but is not used.

      Suppose that you have a Cluster table defined as follows:

      CREATE TABLE t1 (
          a INT, 
          b INT, 
          KEY(a)
      ) ENGINE=NDBCLUSTER;
      

      In this case, condition pushdown can be used with a query such as this one:

      SELECT a,b FROM t1 WHERE b = 10;
      

      This can be seen in the output of EXPLAIN SELECT, as shown here:

      mysql> EXPLAIN SELECT a,b FROM t1 WHERE b = 10;
      +----+-------------+-------+------+---------------+------+---------+------+------+-----------------------------------+
      | id | select_type | table | type | possible_keys | key  | key_len | ref  | rows | Extra                             |
      +----+-------------+-------+------+---------------+------+---------+------+------+-----------------------------------+
      |  1 | SIMPLE      | t1    | ALL  | NULL          | NULL | NULL    | NULL |   10 | Using where with pushed condition |
      +----+-------------+-------+------+---------------+------+---------+------+------+-----------------------------------+
      

      Condition pushdown cannot be used with either of these two queries:

      SELECT a,b FROM t1 WHERE a = 10;
      SELECT a,b FROM t1 WHERE b + 1 = 10;
      

      With regard to the first of these two queries, condition pushdown is not applicable because an index exists on column a. In the case of the second query, a condition pushdown cannot be employed because the comparison involving the unindexed column b is an indirect one. (However, it would apply, were you to reduce b + 1 = 10 to b = 9 in the WHERE clause.)

      However, a condition pushdown may also be employed with an indexed column when this column is compared with a constant using a > or < relation:

      mysql> EXPLAIN SELECT a,b FROM t1 WHERE a<2;
      +----+-------------+-------+-------+---------------+------+---------+------+------+-----------------------------------+
      | id | select_type | table | type  | possible_keys | key  | key_len | ref  | rows | Extra                             |
      +----+-------------+-------+-------+---------------+------+---------+------+------+-----------------------------------+
      |  1 | SIMPLE      | t1    | range | a             | a    | 5       | NULL |    2 | Using where with pushed condition |
      +----+-------------+-------+-------+---------------+------+---------+------+------+-----------------------------------+
      

      With regard to condition pushdown, you should keep in mind that:

      • Condition pushdown is relevant to MySQL Cluster only, and does not occur when executing queries against tables using any other storage engine.

      • Condition pushdown capability is not used by default, and must be explicitly enabled. You can do this by executing the statement

        SET engine-condition-pushdown=On;
        

        or by starting mysqld with --engine-condition-pushdown.

      Condition pushdown, Using where with pushed condition, and engine-condition-pushdown were all introduced in MySQL 5.0 Cluster.

You can get a good indication of how good a join is by taking the product of the values in the rows column of the EXPLAIN output. This should tell you roughly how many rows MySQL must examine to execute the query. If you restrict queries with the max_join_size system variable, this product also is used to determine which multiple-table SELECT statements to execute. See Section 7.5.2, “Tuning Server Parameters”.

The following example shows how a multiple-table join can be optimized progressively based on the information provided by EXPLAIN.

Suppose that you have the SELECT statement shown here and you plan to examine it using EXPLAIN:

EXPLAIN SELECT tt.TicketNumber, tt.TimeIn,
               tt.ProjectReference, tt.EstimatedShipDate,
               tt.ActualShipDate, tt.ClientID,
               tt.ServiceCodes, tt.RepetitiveID,
               tt.CurrentProcess, tt.CurrentDPPerson,
               tt.RecordVolume, tt.DPPrinted, et.COUNTRY,
               et_1.COUNTRY, do.CUSTNAME
        FROM tt, et, et AS et_1, do
        WHERE tt.SubmitTime IS NULL
          AND tt.ActualPC = et.EMPLOYID
          AND tt.AssignedPC = et_1.EMPLOYID
          AND tt.ClientID = do.CUSTNMBR;

For this example, make the following assumptions:

  • The columns being compared have been declared as follows:

    TableColumnColumn Type
    ttActualPCCHAR(10)
    ttAssignedPCCHAR(10)
    ttClientIDCHAR(10)
    etEMPLOYIDCHAR(15)
    doCUSTNMBRCHAR(15)
  • The tables have the following indexes:

    TableIndex
    ttActualPC
    ttAssignedPC
    ttClientID
    etEMPLOYID (primary key)
    doCUSTNMBR (primary key)
  • The tt.ActualPC values are not evenly distributed.

Initially, before any optimizations have been performed, the EXPLAIN statement produces the following information:

table type possible_keys key  key_len ref  rows  Extra
et    ALL  PRIMARY       NULL NULL    NULL 74
do    ALL  PRIMARY       NULL NULL    NULL 2135
et_1  ALL  PRIMARY       NULL NULL    NULL 74
tt    ALL  AssignedPC,   NULL NULL    NULL 3872
           ClientID,
           ActualPC
      range checked for each record (key map: 35)

Because type is ALL for each table, this output indicates that MySQL is generating a Cartesian product of all the tables; that is, every combination of rows. This takes quite a long time, because the product of the number of rows in each table must be examined. For the case at hand, this product is 74 * 2135 * 74 * 3872 = 45,268,558,720 rows. If the tables were bigger, you can only imagine how long it would take.

One problem here is that MySQL can use indexes on columns more efficiently if they are declared as the same type and size. In this context, VARCHAR and CHAR are considered the same if they are declared as the same size. Since tt.ActualPC is declared as CHAR(10) and et.EMPLOYID is CHAR(15), there is a length mismatch.

To fix this disparity between column lengths, use ALTER TABLE to lengthen ActualPC from 10 characters to 15 characters:

mysql> ALTER TABLE tt MODIFY ActualPC VARCHAR(15);

tt.ActualPC and et.EMPLOYID are both VARCHAR(15). Executing the EXPLAIN statement again produces this result:

table type   possible_keys key     key_len ref         rows    Extra
tt    ALL    AssignedPC,   NULL    NULL    NULL        3872    Using
             ClientID,                                         where
             ActualPC
do    ALL    PRIMARY       NULL    NULL    NULL        2135
      range checked for each record (key map: 1)
et_1  ALL    PRIMARY       NULL    NULL    NULL        74
      range checked for each record (key map: 1)
et    eq_ref PRIMARY       PRIMARY 15      tt.ActualPC 1

This is not perfect, but is much better: The product of the rows values is less by a factor of 74. This version is executed in a couple of seconds.

A second alteration can be made to eliminate the column length mismatches for the tt.AssignedPC = et_1.EMPLOYID and tt.ClientID = do.CUSTNMBR comparisons:

mysql> ALTER TABLE tt MODIFY AssignedPC VARCHAR(15),
    ->                MODIFY ClientID   VARCHAR(15);

EXPLAIN produces the output shown here:

table type   possible_keys key      key_len ref           rows Extra
et    ALL    PRIMARY       NULL     NULL    NULL          74
tt    ref    AssignedPC,   ActualPC 15      et.EMPLOYID   52   Using
             ClientID,                                         where
             ActualPC
et_1  eq_ref PRIMARY       PRIMARY  15      tt.AssignedPC 1
do    eq_ref PRIMARY       PRIMARY  15      tt.ClientID   1

This is almost as good as it can get.

The remaining problem is that, by default, MySQL assumes that values in the tt.ActualPC column are evenly distributed, and that is not the case for the tt table. Fortunately, it is easy to tell MySQL to analyze the key distribution:

mysql> ANALYZE TABLE tt;

The join is perfect, and EXPLAIN produces this result:

table type   possible_keys key     key_len ref           rows Extra
tt    ALL    AssignedPC    NULL    NULL    NULL          3872 Using
             ClientID,                                        where
             ActualPC
et    eq_ref PRIMARY       PRIMARY 15      tt.ActualPC   1
et_1  eq_ref PRIMARY       PRIMARY 15      tt.AssignedPC 1
do    eq_ref PRIMARY       PRIMARY 15      tt.ClientID   1

Note that the rows column in the output from EXPLAIN is an educated guess from the MySQL join optimizer. You should check whether the numbers are even close to the truth. If not, you may get better performance by using STRAIGHT_JOIN in your SELECT statement and trying to list the tables in a different order in the FROM clause.

7.2.2. Estimating Query Performance

In most cases, you can estimate the performance by counting disk seeks. For small tables, you can usually find a row in one disk seek (because the index is probably cached). For bigger tables, you can estimate that, using B-tree indexes, you need this many seeks to find a row: log(row_count) / log(index_block_length / 3 * 2 / (index_length + data_pointer_length)) + 1.

In MySQL, an index block is usually 1024 bytes and the data pointer is usually 4 bytes. For a 500,000-row table with an index length of 3 bytes (medium integer), the formula indicates log(500,000)/log(1024/3*2/(3+4)) + 1 = 4 seeks.

This index would require storage of about 500,000 * 7 * 3/2 = 5.2MB (assuming a typical index buffer fill ratio of 2/3), so you probably have much of the index in memory and so need only one or two calls to read data to find the row.

For writes, however, you need four seek requests (as above) to find where to place the new index and normally two seeks to update the index and write the row.

Note that the preceding discussion does not mean that your application performance slowly degenerates by log N. As long as everything is cached by the OS or the MySQL server, things become only marginally slower as the table gets bigger. After the data gets too big to be cached, things start to go much slower until your applications are bound only by disk seeks (which increase by log N). To avoid this, increase the key cache size as the data grows. For MyISAM tables, the key cache size is controlled by the key_buffer_size system variable. See Section 7.5.2, “Tuning Server Parameters”.

7.2.3. Speed of SELECT Queries

In general, when you want to make a slow SELECT ... WHERE query faster, the first thing to check is whether you can add an index. All references between different tables should usually be done with indexes. You can use the EXPLAIN statement to determine which indexes are used for a SELECT. See Section 7.4.5, “How MySQL Uses Indexes” and Section 7.2.1, “EXPLAIN Syntax (Get Information About a SELECT)”.

Some general tips for speeding up queries on MyISAM tables:

  • To help MySQL better optimize queries, use ANALYZE TABLE or run myisamchk --analyze on a table after it has been loaded with data. This updates a value for each index part that indicates the average number of rows that have the same value. (For unique indexes, this is always 1.) MySQL uses this to decide which index to choose when you join two tables based on a non-constant expression. You can check the result from the table analysis by using SHOW INDEX FROM tbl_name and examining the Cardinality value. myisamchk --description --verbose shows index distribution information.

  • To sort an index and data according to an index, use myisamchk --sort-index --sort-records=1 (if you want to sort on index 1). This is a good way to make queries faster if you have a unique index from which you want to read all records in order according to the index. Note that the first time you sort a large table this way, it may take a long time.

7.2.4. How MySQL Optimizes WHERE Clauses

This section discusses optimizations that can be made for processing WHERE clauses. The examples use SELECT statements, but the same optimizations apply for WHERE clauses in DELETE and UPDATE statements.

Note that work on the MySQL optimizer is ongoing, so this section is incomplete. MySQL performs a great many optimizations, not all of which are documented here.

Some of the optimizations performed by MySQL are listed here:

  • Removal of unnecessary parentheses:

       ((a AND b) AND c OR (((a AND b) AND (c AND d))))
    -> (a AND b AND c) OR (a AND b AND c AND d)
    
  • Constant folding:

       (a<b AND b=c) AND a=5
    -> b>5 AND b=c AND a=5
    
  • Constant condition removal (needed because of constant folding):

       (B>=5 AND B=5) OR (B=6 AND 5=5) OR (B=7 AND 5=6)
    -> B=5 OR B=6
    
  • Constant expressions used by indexes are evaluated only once.

  • COUNT(*) on a single table without a WHERE is retrieved directly from the table information for MyISAM and HEAP tables. This is also done for any NOT NULL expression when used with only one table.

  • Early detection of invalid constant expressions. MySQL quickly detects that some SELECT statements are impossible and returns no rows.

  • HAVING is merged with WHERE if you do not use GROUP BY or group functions (COUNT(), MIN(), and so on).

  • For each table in a join, a simpler WHERE is constructed to get a fast WHERE evaluation for the table and also to skip records as soon as possible.

  • All constant tables are read first before any other tables in the query. A constant table is any of the following:

    • An empty table or a table with one row.

    • A table that is used with a WHERE clause on a PRIMARY KEY or a UNIQUE index, where all index parts are compared to constant expressions and are defined as NOT NULL.

    All of the following tables are used as constant tables:

    SELECT * FROM t WHERE primary_key=1;
    SELECT * FROM t1,t2
        WHERE t1.primary_key=1 AND t2.primary_key=t1.id;
    
  • The best join combination for joining the tables is found by trying all possibilities. If all columns in ORDER BY and GROUP BY clauses come from the same table, that table is preferred first when joining.

  • If there is an ORDER BY clause and a different GROUP BY clause, or if the ORDER BY or GROUP BY contains columns from tables other than the first table in the join queue, a temporary table is created.

  • If you use SQL_SMALL_RESULT, MySQL uses an in-memory temporary table.

  • Each table index is queried, and the best index is used unless the optimizer believes that it is more efficient to use a table scan. At one time, a scan was used based on whether the best index spanned more than 30% of the table. The optimizer is more complex and bases its estimate on additional factors such as table size, number of rows, and I/O block size, so a fixed percentage no longer determines the choice between using an index or a scan.

  • In some cases, MySQL can read rows from the index without even consulting the data file. If all columns used from the index are numeric, only the index tree is used to resolve the query.

  • Before each record is output, those that do not match the HAVING clause are skipped.

Some examples of queries that are very fast:

SELECT COUNT(*) FROM tbl_name;

SELECT MIN(key_part1),MAX(key_part1) FROM tbl_name;

SELECT MAX(key_part2) FROM tbl_name
    WHERE key_part1=constant;

SELECT ... FROM tbl_name
    ORDER BY key_part1,key_part2,... LIMIT 10;

SELECT ... FROM tbl_name
    ORDER BY key_part1 DESC, key_part2 DESC, ... LIMIT 10;

The following queries are resolved using only the index tree, assuming that the indexed columns are numeric:

SELECT key_part1,key_part2 FROM tbl_name WHERE key_part1=val;

SELECT COUNT(*) FROM tbl_name
    WHERE key_part1=val1 AND key_part2=val2;

SELECT key_part2 FROM tbl_name GROUP BY key_part1;

The following queries use indexing to retrieve the rows in sorted order without a separate sorting pass:

SELECT ... FROM tbl_name
    ORDER BY key_part1,key_part2,... ;

SELECT ... FROM tbl_name
    ORDER BY key_part1 DESC, key_part2 DESC, ... ;

7.2.5. Range Optimization

The range access method uses a single index to retrieve a subset of table records that are contained within one or several index value intervals. It can be used for a single-part or multiple-part index. A detailed description of how intervals are extracted from the WHERE clause is given in the following sections.

7.2.5.1. Range Access Method for Single-Part Indexes

For a single-part index, index value intervals can be conveniently represented by corresponding conditions in the WHERE clause, so we speak of range conditions rather than “intervals”.

The definition of a range condition for a single-part index is as follows:

  • For both BTREE and HASH indexes, comparison of a key part with a constant value is a range condition when using the =, <=>, IN, IS NULL, or IS NOT NULL operators.

  • For BTREE indexes, comparison of a key part with a constant value is a range condition when using the >, <, >=, <=, BETWEEN, !=, or <> operators, or LIKE 'pattern' (where 'pattern' does not start with a wildcard).

  • For all types of indexes, multiple range conditions combined with OR or AND form a range condition.

Constant value” in the preceding descriptions means one of the following:

  • A constant from the query string

  • A column of a const or system table from the same join

  • The result of an uncorrelated subquery

  • Any expression composed entirely from subexpressions of the preceding types

Here are some examples of queries with range conditions in the WHERE clause:

SELECT * FROM t1 
    WHERE key_col > 1 
    AND key_col < 10;

SELECT * FROM t1 
    WHERE key_col = 1 
    OR key_col IN (15,18,20);

SELECT * FROM t1 
    WHERE key_col LIKE 'ab%' 
    OR key_col BETWEEN 'bar' AND 'foo';

Note that some non-constant values may be converted to constants during the constant propagation phase.

MySQL tries to extract range conditions from the WHERE clause for each of the possible indexes. During the extraction process, conditions that cannot be used for constructing the range condition are dropped, conditions that produce overlapping ranges are combined, and conditions that produce empty ranges are removed.

For example, consider the following statement, where key1 is an indexed column and nonkey is not indexed:

SELECT * FROM t1 WHERE
   (key1 < 'abc' AND (key1 LIKE 'abcde%' OR key1 LIKE '%b')) OR
   (key1 < 'bar' AND nonkey = 4) OR
   (key1 < 'uux' AND key1 > 'z');

The extraction process for key key1 is as follows:

  1. Start with original WHERE clause:

    (key1 < 'abc' AND (key1 LIKE 'abcde%' OR key1 LIKE '%b')) OR
    (key1 < 'bar' AND nonkey = 4) OR
    (key1 < 'uux' AND key1 > 'z')
    
  2. Remove nonkey = 4 and key1 LIKE '%b' because they cannot be used for a range scan. The right way to remove them is to replace them with TRUE, so that we do not miss any matching records when doing the range scan. Having replaced them with TRUE, we get:

    (key1 < 'abc' AND (key1 LIKE 'abcde%' OR TRUE)) OR
    (key1 < 'bar' AND TRUE) OR
    (key1 < 'uux' AND key1 > 'z')
    
  3. Collapse conditions that are always true or false:

    • (key1 LIKE 'abcde%' OR TRUE) is always true

    • (key1 < 'uux' AND key1 > 'z') is always false

    Replacing these conditions with constants, we get:

    (key1 < 'abc' AND TRUE) OR (key1 < 'bar' AND TRUE) OR (FALSE)
    

    Removing unnecessary TRUE and FALSE constants, we obtain

    (key1 < 'abc') OR (key1 < 'bar')
    
  4. Combining overlapping intervals into one yields the final condition to be used for the range scan:

    (key1 < 'bar')
    

In general (and as demonstrated in the example), the condition used for a range scan is less restrictive than the WHERE clause. MySQL performs an additional check to filter out rows that satisfy the range condition but not the full WHERE clause.

The range condition extraction algorithm can handle nested AND/OR constructs of arbitrary depth, and its output does not depend on the order in which conditions appear in WHERE clause.

7.2.5.2. Range Access Method for Multiple-Part Indexes

Range conditions on a multiple-part index are an extension of range conditions for a single-part index. A range condition on a multiple-part index restricts index records to lie within one or several key tuple intervals. Key tuple intervals are defined over a set of key tuples, using ordering from the index.

For example, consider a multiple-part index defined as key1(key_part1, key_part2, key_part3), and the following set of key tuples listed in key order:

key_part1  key_part2  key_part3
  NULL       1          'abc'
  NULL       1          'xyz'
  NULL       2          'foo'
   1         1          'abc'
   1         1          'xyz'
   1         2          'abc'
   2         1          'aaa'

The condition key_part1 = 1 defines this interval:

(1, -inf, -inf) <= (key_part1, key_part2, key_part3) < (1, +inf, +inf)

The interval covers the 4th, 5th, and 6th tuples in the preceding data set and can be used by the range access method.

By contrast, the condition key_part3 = 'abc' does not define a single interval and cannot be used by the range access method.

The following descriptions indicate how range conditions work for multiple-part indexes in greater detail.

  • For HASH indexes, each interval containing identical values can be used. This means that the interval can be produced only for conditions in the following form:

        key_part1 cmp const1
    AND key_part2 cmp const2
    AND ...
    AND key_partN cmp constN;
    

    Here, const1, const2, ... are constants, cmp is one of the =, <=>, or IS NULL comparison operators, and the conditions cover all index parts. (That is, there are N conditions, one for each part of an N-part index.)

    See Section 7.2.5.1, “Range Access Method for Single-Part Indexes” for the definition of what is considered to be a constant.

    For example, the following is a range condition for a three-part HASH index:

    key_part1 = 1 AND key_part2 IS NULL AND key_part3 = 'foo'
    
  • For a BTREE index, an interval might be usable for conditions combined with AND, where each condition compares a key part with a constant value using =, <=>, IS NULL, >, <, >=, <=, !=, <>, BETWEEN, or LIKE 'pattern' (where 'pattern' does not start with a wildcard). An interval can be used as long as it is possible to determine a single key tuple containing all records that match the condition (or two intervals if <> or != is used). For example, for this condition:

    key_part1 = 'foo' AND key_part2 >= 10 AND key_part3 > 10
    

    The single interval is:

    ('foo', 10, 10)
       < (key_part1, key_part2, key_part3)
          < ('foo', +inf, +inf)
    

    It is possible that the created interval contains more records than the initial condition. For example, the preceding interval includes the value ('foo', 11, 0), which does not satisfy the original condition.

  • If conditions that cover sets of records contained within intervals are combined with OR, they form a condition that covers a set of records contained within the union of their intervals. If the conditions are combined with AND, they form a condition that covers a set of records contained within the intersection of their intervals. For example, for this condition on a two-part index:

    (key_part1 = 1 AND key_part2 < 2)
    OR (key_part1 > 5)
    

    The intervals is:

    (1, -inf) < (key_part1, key_part2) < (1, 2)
    (5, -inf) < (key_part1, key_part2)
    

    In this example, the interval on the first line uses one key part for the left bound and two key parts for the right bound. The interval on the second line uses only one key part. The key_len column in the EXPLAIN output indicates the maximum length of the key prefix used.

    In some cases, key_len may indicate that a key part was used, but that might be not what you would expect. Suppose that key_part1 and key_part2 can be NULL. Then the key_len column displays two key part lengths for the following condition:

    key_part1 >= 1 AND key_part2 < 2
    

    But in fact, the condition is converted to this:

    key_part1 >= 1 AND key_part2 IS NOT NULL
    

Section 7.2.5.1, “Range Access Method for Single-Part Indexes” describes how optimizations are performed to combine or eliminate intervals for range conditions on single-part index. Analogous steps are performed for range conditions on multiple-part keys.

7.2.6. Index Merge Optimization

The Index Merge method is used to retrieve rows with several range scans and to merge their results into one. The merge can produce unions, intersections, or unions-of-intersections of its underlying scans.

Note: If you have upgraded from a previous version of MySQL, you should be aware that this type of join optimization is first introduced in MySQL 5.0, and represents a significant change in behavior with regard to indexes. (Formerly, MySQL was able to use at most only one index for each referenced table.)

In EXPLAIN output, this method appears as index_merge in the type column. In this case, the key column contains a list of indexes used, and key_len contains a list of the longest key parts for those indexes.

Examples:

SELECT * FROM tbl_name WHERE key_part1 = 10 OR key_part2 = 20;

SELECT * FROM tbl_name
    WHERE (key_part1 = 10 OR key_part2 = 20) AND non_key_part=30;

SELECT * FROM t1, t2
    WHERE (t1.key1 IN (1,2) OR t1.key2 LIKE 'value%')
    AND t2.key1=t1.some_col;

SELECT * FROM t1, t2
    WHERE t1.key1=1
    AND (t2.key1=t1.some_col OR t2.key2=t1.some_col2);

The Index Merge method has several access algorithms (seen in the Extra field of EXPLAIN output):

  • intersection

  • union

  • sort-union

The following sections describe these methods in greater detail.

Note: The Index Merge optimization algorithm has the following known deficiencies:

  • If a range scan is possible on some key, an Index Merge is not considered. For example, consider this query:

    SELECT * FROM t1 WHERE (goodkey1 < 10 OR goodkey2 < 20) AND badkey < 30;
    

    For this query, two plans are possible:

    1. An Index Merge scan using the (goodkey1 < 10 OR goodkey2 < 20) condition.

    2. A range scan using the badkey < 30 condition.

    However, the optimizer only considers the second plan. If that is not what you want, you can make the optimizer consider index_merge by using IGNORE INDEX or FORCE INDEX. The following queries are executed using Index Merge:

    SELECT * FROM t1 FORCE INDEX(goodkey1,goodkey2)
    WHERE (goodkey1 < 10 OR goodkey2 < 20) AND badkey < 30;
    
    SELECT * FROM t1 IGNORE INDEX(badkey)
    WHERE (goodkey1 < 10 OR goodkey2 < 20) AND badkey < 30;
    
  • If your query has a complex WHERE clause with deep AND/OR nesting and MySQL doesn't choose the optimal plan, try distributing terms using the following identity laws:

    (x AND y) OR z = (x OR z) AND (y OR z)
    (x OR y) AND z = (x AND z) OR (y AND z)
    

The choice between different possible variants of the index_merge access method and other access methods is based on cost estimates of various available options.

7.2.6.1. Index Merge Intersection Access Algorithm

This access algorithm can be employed when a WHERE clause was converted to several range conditions on different keys combined with AND, and each condition is one of the following:

  • In this form, where the index has exactly N parts (that is, all index parts are covered):

    key_part1=const1 AND key_part2=const2 ... AND key_partN=constN
    
  • Any range condition over a primary key of an InnoDB or BDB table.

Here are some examples:

SELECT * FROM innodb_table WHERE primary_key < 10 AND key_col1=20;

SELECT * FROM tbl_name
WHERE (key1_part1=1 AND key1_part2=2) AND key2=2;

The Index Merge intersection algorithm performs simultaneous scans on all used indexes and produces the intersection of row sequences that it receives from the merged index scans.

If all columns used in the query are covered by the used indexes, full table records are not retrieved and (EXPLAIN output contains Using index in Extra field in this case). Here is an example of such query:

SELECT COUNT(*) FROM t1 WHERE key1=1 AND key2=1;

If the used indexes don't cover all columns used in the query, full records are retrieved only when the range conditions for all used keys are satisfied.

If one of the merged conditions is a condition over a primary key of an InnoDB or BDB table, it is not used for record retrieval, but is used to filter out records retrieved using other conditions.

7.2.6.2. Index Merge Union Access Algorithm

The applicability criteria for this algorithm are similar to those for the Index Merge method intersection algorithm. The algorithm can be employed when the table's WHERE clause was converted to several range conditions on different keys combined with OR, and each condition is one of the following:

  • In this form, where the index has exactly N parts (that is, all index parts are covered):

    key_part1=const1 AND key_part2=const2 ... AND key_partN=constN
    
  • Any range condition over a primary key of an InnoDB or BDB table.

  • A condition for which the Index Merge method intersection algorithm is applicable.

Here are some examples:

SELECT * FROM t1 WHERE key1=1 OR key2=2 OR key3=3;

SELECT * FROM innodb_table WHERE (key1=1 AND key2=2) OR
  (key3='foo' AND key4='bar') AND key5=5;

7.2.6.3. Index Merge Sort-Union Access Algorithm

This access algorithm is employed when the WHERE clause was converted to several range conditions combined by OR, but for which the Index Merge method union algorithm is not applicable.

Here are some examples:

SELECT * FROM tbl_name WHERE key_col1 < 10 OR key_col2 < 20;

SELECT * FROM tbl_name
     WHERE (key_col1 > 10 OR key_col2 = 20) AND nonkey_col=30;

The difference between the sort-union algorithm and the union algorithm is that the sort-union algorithm must first fetch row IDs for all records and sort them before returning any records.

7.2.7. How MySQL Optimizes IS NULL

MySQL can perform the same optimization on col_name IS NULL that it can use with col_name = constant_value. For example, MySQL can use indexes and ranges to search for NULL with IS NULL.

SELECT * FROM tbl_name WHERE key_col IS NULL;

SELECT * FROM tbl_name WHERE key_col <=> NULL;

SELECT * FROM tbl_name
    WHERE key_col=const1 OR key_col=const2 OR key_col IS NULL;

If a WHERE clause includes a col_name IS NULL condition for a column that is declared as NOT NULL, that expression is optimized away. This optimization does not occur in cases when the column might produce NULL anyway; for example, if it comes from a table on the right side of a LEFT JOIN.

MySQL can also optimize the combination col_name = expr AND col_name IS NULL, a form that is common in resolved subqueries. EXPLAIN shows ref_or_null when this optimization is used.

This optimization can handle one IS NULL for any key part.

Some examples of queries that are optimized, assuming that there is an index on columns a and b of table t2:

SELECT * FROM t1 WHERE t1.a=expr OR t1.a IS NULL;

SELECT * FROM t1, t2 WHERE t1.a=t2.a OR t2.a IS NULL;

SELECT * FROM t1, t2
    WHERE (t1.a=t2.a OR t2.a IS NULL) AND t2.b=t1.b;

SELECT * FROM t1, t2
    WHERE t1.a=t2.a AND (t2.b=t1.b OR t2.b IS NULL);

SELECT * FROM t1, t2
    WHERE (t1.a=t2.a AND t2.a IS NULL AND ...)
    OR (t1.a=t2.a AND t2.a IS NULL AND ...);

ref_or_null works by first doing a read on the reference key, and then a separate search for rows with a NULL key value.

Note that the optimization can handle only one IS NULL level. In the following query, MySQL uses key lookups only on the expression (t1.a=t2.a AND t2.a IS NULL) and is not able to use the key part on b:

SELECT * FROM t1, t2
     WHERE (t1.a=t2.a AND t2.a IS NULL)
     OR (t1.b=t2.b AND t2.b IS NULL);

7.2.8. How MySQL Optimizes DISTINCT

DISTINCT combined with ORDER BY needs